- Sends
- Notification
- Limit
- 8 weeks
NEC4 vs FIDIC 2017 · Module 1 · Lesson 3 of 4
Communications that count
Why it matters
On 6 March Merrow Vale Civils, the Contractor, notifies the buried concrete twice
A failed notice was never sent.
- Sends
- Notice of Claim
- Limit
- 28 days
Source: ECC 13.2, 61.3. FIDIC 1.3, 4.3, 20.2.1.
The rule
A Red Book Notice must say it is a Notice and come from Owen
Get the form wrong and it may not count.
ECC
- Readable, can be copied and recorded (13.1)
- A notification goes on its own (13.7)
- Any sender
Red Book
- In writing
- Headed as a Notice (1.3)
- From Owen, signed or from his account (1.3, 4.3)
Source: ECC 13.1, 13.7. FIDIC 1.3, 4.3.
The rule
The ECC counts a portal message that day, the Red Book the next
Count Red Book periods from receipt, not sending.
“deemed to have been received on the day after transmission” (FIDIC 1.3)
Effect as it passes through the communication system (13.2).
Received the day after sending, weekends included (1.1.25).
Source: ECC 13.2. FIDIC 1.1.25, 1.3.
The rule
The ECC sets one reply period, the Red Book one per Sub-Clause
Extend an ECC reply only by agreement in time.
“agree to the extension before the reply is due” (13.5)
- 116 FebSubmittedECC Merrow Vale submits its wet well design for acceptance. Dana Whitfield, the Project Manager, must reply within the two week period for reply.
- 227 FebNot acceptedECC Dana does not accept it. Her reason, no flotation check, tells Merrow Vale what to put right (13.4).
- 311 MarResubmittedECC Merrow Vale resubmits with the flotation check. A fresh two weeks runs to 25 March.
- 419 MarExtension agreedECC Dana and Merrow Vale agree to extend the reply to 1 April, before it falls due (13.5).
- 531 MarAcceptedECC Dana accepts the design, inside the extended period.
…
Source: ECC 13.3, 13.4, 13.5. FIDIC 4.4.1.
See it on the project
Both notices use one portal, but the Red Book Notice lands a day later
Follow each notice to the day it counts.
- 13 MarEarly warningECC Raj Patel, the Contractor’s planner, gives an early warning of the buried concrete through the portal the same day.
- 26 MarTakes effectECC Leila’s compensation event notification goes through the portal on its own. It takes effect that day (13.2, 13.7).
- 313 MarReply dueECC Dana’s one week to reply to the notification ends (61.4).
- 46 MarNotice sentRed Book Leila drafts the Notice of Claim, headed as a Notice. Owen sends it from his own account.
- 57 MarDeemed receivedRed Book The Notice of Claim is deemed received on Saturday 7 March. Calendar days count (1.1.25).
- 631 Mar28 days endRed Book The last day for the Notice of Claim, 28 days after Merrow Vale became aware on 3 March (20.2.1).
…
Decide first
Dana says nothing by 21 March. Is Claim 1 at risk?
FIDIC 20.2.2
ECC. Suppose Dana missed the 13 March reply. What can Leila do?
ECC 61.4
Source: ECC 13.2, 13.7, 15.1, 61.4. FIDIC 1.1.25, 1.3, 4.3, 20.2.1, 20.2.2.
See it on the project
Owen heads his Notice as a Notice
Copy it. Under the ECC, Leila sends Letter 02 on its own.
NOTICE
To: Dana Whitfield, Engineer
Copy: Aldermere Water, the Employer
From: Owen Hale, Contractor’s Representative
Notice of Claim for [the event] (Sub-Clause 20.2.1).
We became aware of it on [date].
In the Toolkit: FIDIC 2017 Claim Notices, Notice 01
Source: ECC 13.7, 61.3. FIDIC 1.3, 4.3, 20.2.1.
Try it
Sort each message: does it meet the rules or break them?
Hint: for each message, ask who sent it, how it was headed and which route it took.
…
Meets the rules
- ECC. Raj, the planner, sends Merrow Vale’s early warning through the portal.
- Red Book. Owen hands Dana a signed paper Notice and gets a receipt.
Breaks the rules
- Red Book. Leila sends the Notice of Claim from her own portal account.
- ECC. Leila adds the compensation event notification to the minutes of a meeting.
- Red Book. Owen posts a portal message about the concrete but does not call it a Notice.
- ECC. Leila emails the notification to Dana instead of using the portal.
Source: ECC 13.2, 13.7. FIDIC 1.3, 4.3.
Recap
Each notice needs the right form, sender and route
Habits that keep every notice valid.
On Monday at work
- ECC: send each notification alone through the portal, never in minutes (13.7).
- Red Book: Owen sends every Notice from his own account, headed as a Notice (1.3, 4.3).
- Red Book: diary each period from the day after sending (1.3).
In the Toolkit: FIDIC 2017 Claim Notices (zip) Members
Independent course material. It is not published or endorsed by NEC or FIDIC. Clause references are to the NEC4 Engineering and Construction Contract (June 2017 with amendments January 2023) and the FIDIC Conditions of Contract for Construction, Second Edition 2017 as first published. The project and the people are invented. Short quotes from NEC4 (© NEC 2017) and the FIDIC Red Book (© FIDIC 2017) are used for review and comment. Read the full clauses in your own copy of the contract.
Source: ECC 13.2, 13.7. FIDIC 1.1.25, 1.3, 4.3.
Go deeper (optional)
Four cases that change the count, from non-delivery to the start-up Notice
Harder points. Open a card when you want them.
A non-delivery message
FIDIC 1.3
No system in the Scope
ECC 13.2
A reply that does not accept
ECC 13.4
The start-up Notice
FIDIC 1.3, 8.3
Source: ECC 13.2, 13.4. FIDIC 1.3, 8.1, 8.3.